The Swiss Financial Market Supervisory Authority (FINMA) has updated its Guidelines on Financial Market Regulation. The Guidelines highlight how FINMA ensures a transparent and efficient regulatory process. They reflect
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Implementation of the Principles for Effective Risk Data Aggregation and Reporting
The Basel Committee on Banking Supervision has published its progress report on banks’ implementation of the Principles for effective risk data aggregation and reporting (Principles). Issued in 2013, the -
Banking Regulation: The Week of April 23, 2018
This review highlights regulatory interventions by supervisory authorities from around the world. 1. UNITED STATES: i) The Bureau of Consumer Financial Protection – ‘Know Before You Owe’ Mortgage -
Australia: Consultation on capital treatment of government guaranteed mortgages
The Australian Prudential Regulation Authority (APRA) has released for consultation its proposed revision to the capital treatment for eligible mortgages covered by the Government’s First Home Loan Deposit Scheme (FHLDS). -
South Korea: Measures to strengthen investor protection
The Financial Services Commission and the Financial Supervisory Service have unveiled measures to strengthen investor protection regarding high-risk financial investment products. The measures come after recent derivatives-linked funds mis-selling
July 21, 2019
Banking Regulation: The Week of April 16, 2018
This review highlights regulatory interventions by supervisory authorities from around the world. 1. Canada: i) Office of the Superintendent of Financial Institutions – Final Total Loss Absorbing Capacity Guideline OSFI issued final version of the Total Loss-Absorbing Capacity Guideline (TLAC). The TLAC sets out the framework OSFI Asia & South America, Europe, North America
July 21, 2019
Regulatory Interventions in the Banking Space: October 23 – 30, 2017
…a compilation of most recent banking regulatory developments from around the world. October 30, 2017: 1. United States: Federal Deposit Insurance Corporation, the Federal Reserve System, and the Office of the Comptroller of the Currency – Proposed Amendment of the Capital Rule The Office of the Comptroller Europe, North America, Oceania & Antarctica
July 21, 2019
Regulatory Interventions in the Banking Space: October 17 – 23, 2017
…a compilation of most recent banking regulatory developments from around the world. October 23, 2017: 1. United States: Federal Deposit Insurance Corporation, the Federal Reserve System, and the Office of the Comptroller of the Currency – Liquidity Coverage Ratio: Frequently Asked Questions The Federal Deposit Insurance Corporation, Africa, Asia & South America, Europe, North America
July 21, 2019
Regulatory Interventions in the Banking Space: The Week of September 18, 2017
September 19, 2017: 1. United Kingdom: European Banking Authority – Consultation on significant risk transfer in securitization The European Banking Authority (EBA) launched a public consultation on its discussion paper on significant risk transfer in securitization. The EBA is using the discussion paper to seek stakeholders’ views Asia & South America, Europe, North America, Oceania & Antarctica
July 21, 2019
Most Recent Regulatory Interventions in the Banking Space
…a compilation of banking regulatory developments across the globe. September 5, 2017: 1. Switzerland: Financial Standard Board – Key Attributes of Effective Resolution Regimes for Financial Institutions The Financial Standard Board (FSB), an international body which monitors and makes recommendations about the global financial system, announced addition Africa, Asia & South America, Europe, North America